"Subjacency Duplexes Do Not Add A Layer Of Meaning To The Structures In Which They Are Involved"

Martin & Doran (2023: 39-40): 

In Chinese on the other hand a subjacency duplex (culminating in de) is commonly used to realise Epithets; and in Tagalog, hypotactic series regularly involve subjacency duplexes (culminating in na).

The differences are the responsibility of realisation statements, not the valeur of the systems themselves. It is in this sense that we argued above that subjacency duplexes do not add a layer of meaning to the structures in which they are involved. 

Blogger Comments:

[1] To be clear, the function of de is explained by Halliday & Matthiessen (1999: 314) as follows:

The structure marker 的 de signals that what precedes it modifies (is dependent on) what follows.

and the example provided by the authors, famous, served as Postdeictic, not Epithet — see Halliday & Matthiessen (2014: 374). As demonstrated, the subjacency duplex analysis misconstrues de as modifying the Postdeictic, instead of signalling that the Postdeictic modifies the Thing.

[2] To be clear, the authors analysed two different functions of na as if they were the same. In one function, it linked elements of nominal group structure, in the other, it functioned like English that in introducing an embedded defining relational clause serving as the Qualifier of a nominal group. In neither case did na form a subjacency duplex, because it did not modify the other component of the "duplex". In the latter case, the subjacency duplex analysis also misrepresented formal constituency by removing na from the clause in which it serves as structural Theme.

[3] To be clear, Matthiessen (1995: 600-2) proposes a textual system of CULMINATION, at clause rank, as a written mode analogue of spoken mode INFORMATION. The authors, however, just use 'culminating' to mean 'ending', without any acknowledgement of Matthiessen.

[4] To be clear, on the one hand, the structure of a subjacency duplex is purported to represent a hypotactic relation of modification, on the other hand, if a subjacency duplex does not "add a layer of meaning", then, even if it were a valid interpretation, it would not add any explanatory potential to a functional theory. of grammar

Confusing Group Rank With Word Rank

Martin & Doran (2023: 39, 40):

To this point in our discussion we have focused on structure, without looking carefully at the systems from which our structures derive. One systemic implication arising has to do with the need to distinguish two different types of recursive system — namely recursive systems giving rise to serial logical structures (whether paratactic or hypotactic) as opposed to recursive systems giving rise to iterating elements of experiential structure. 

For English EPITHESIS for example we need to distinguish between systems underpinning indefinitely extendable regressive grading complexes (a not much more glorious history) and systems underpinning multiple Epithets (their long glorious well-documented history). 

One possibility would be to retain standard SFL recursive system notation for paratactic and hypotactic series (e.g. the grading system in Figure 4 to generate not much more glorious history) and use an ‘ⁿ’ superscript on the relevant feature for experiential iteration (e.g. the [describedⁿ] option in Figure 4 to generate long glorious well-documented history). 

Formulated along these lines Figure 4 thus includes one non-recursive DEIXIS system (from which a single Deictic function can be derived), one recursive EPITHESIS system (from which multiple Epithets can be derived) and one recursive GRADING system (from which a hypotactic series can be derived).

Blogger Comments:

[1] To be clear, as previously demonstrated, the recursive systems that specify these iterative structures are at word rank, not group rank, and the structures are logical, word complexes, not experiential.

[2] To be clear, Figure 4 confuses systems at group rank that specify multivariate structures, with the systems at word rank that specify the univariate structures that realise submodification at group rank.

Misconstruing Word Rank Iterative Logical Structures As Group Rank (i) Iterative Experiential Structures And (ii) Non-Iterative Logical Structures

Martin & Doran (2023: 31):

The discussion in this section indicates that we need to loosen up the association of experiential and logical meaning with specific types of system and structure – as outlined in Table 2 (setting aside paratactic complexing to simplify the discussion here). 

For experiential meaning the table draws on the contrast in English between a Deictic Numerative Thing structure for which non-recursive systems insert each function once and Epithet Thing Qualifier structures for which recursive systems allow for multiple Epithets and Qualifiers independently modifying the Thing (notated with an “ⁿ” superscript below). 

For logical meaning the table contrasts duplexes deriving from non-recursive systems with series deriving from recursive ones (e.g. the contrast between Pitjantjatjara and English, for example, as far as grading is concerned). The notation allows for both progressive and regressive duplexes and series (i.e. “left-headed” α β… vs “right-headed” β α dependency structures). And duplexes are distinguished from series by marking their culminative dependent β element with “#”.

Blogger Comments:

[1] This is misleading, because it is untrue. As previously demonstrated, the authors' notion of a non-recursive system and non-iterative structure for a logical structure is based on their misunderstanding of the nature of recursive systems and the iterative structures that realise them. And the authors' notion of a recursive system and iterative structure for experiential structure is based on mistaking recursive systems and iterative structures of the logical metafunction at word rank for recursive systems and iterative structures of the experiential metafunction at group rank.

That is, what the authors presented as a non-iterative logical structure at group rank was an iterative logical structure at word rank: a two-unit hypotactic word complex. And what the authors presented as an iterative experiential structure at group rank was actually an iterative logical structure at word rank: a hypotactic word complex realising an Epithet.

[2] As previously explained, here the authors misconstrue the word rank iterative logical structures that can realise elements of group structure as iterative experiential structures at group rank. But here they also create theoretical inconsistency by proposing different structural types obtaining between different elements of the same unit. 

[3] As previously explained, here the authors misconstrue the word rank iterative logical structure that realises a submodified Epithet as a group rank non-iterative structure. But here they also create theoretical inconsistency by proposing different logical structural types obtaining between different experiential elements of the same unit.

[4] To be clear, Matthiessen (1995: 600-2) proposes a textual system of CULMINATION, at clause rank, as a written mode analogue of spoken mode INFORMATION. The authors, however, just use 'culminative' to mean 'final', without any acknowledgement of Matthiessen.

Misunderstanding Recursive Systems

Martin & Doran (2023: 30-1):

What about the link between “logical” systems and iterative structures?

Rose (2001, 2021) presents overviews of logical resources in Western Desert (Pitjantjatjara), taking into account the possibility of what he calls simplexes, duplexes and series – with the choice of series leading to a recursive system realised by iterative structure. For nominal group choices, he notes that the series option is not available for grading within Epithets. So an adjective can be graded once, but we do not find series such as very much more difficult. An example of a grading duplex is presented in (17), adapted from Rose (2021:70).

Rose (2021) further reports that paratactic series are possible for Pitjantjatjara groups and words in general, but that hypotactic relations at these ranks (and certain choices at clause rank) are restricted to duplexes – in orbital terms a head and just one dependent satellite. His work thus documents the possibility of logical systems realised by non-iterative structures.

Blogger Comments:

[1] To be clear, even Rose (2001: 368) acknowledges that he took the terms 'simplex' and 'duplex' from Matthiessen (1995).

[2] To be clear, this misunderstands the basic nature of a recursive system. A recursive system is one which provides the option of re-entering the same system.  Halliday & Matthiessen (2014: 438) provide an example:

In the case of a simplex, a single rank unit, the RECURSION system is not entered, because the system is a means of specifying iterative structures (complexes). In the case of a duplex, a two-unit complex, the feature 'stop' is selected (along with the other features that specify the tactic and logico-semantic relations of the complex). In the case of a "series", a complex of three or more units, the feature 'go on' is selected, and the system is re-entered, and either 'stop' or 'go on' is then selected, depending on how many units in the complex.

[3] To be clear, the 'grading within Epithets' is realised by a two-unit word complex, an iterative structure realising a recursive system at word rank. In this case, the recursive system is entered, and the feature 'stop' is selected, as explained above.

[4] To be clear, Rose's 'grading duplex' is simply the word complex that realises the submodification in the nominal group:

[5] To be clear, Martin proposes orbital structure as experiential, but here the authors have used it to describe a hypotactic logical structure. As previously observed, Martin's orbital structure misconstrues multivariate experiential structure as hypotactic logical structure. Here the authors reveal that misunderstanding themselves.

[6] This is misleading, because it is not true. Rose's work does not document the possibility of logical systems realised by non-iterative structures, because it presents an iterative structure, a two-unit word complex, that realises a recursive system, as demonstrated above.

Falsely Claiming That Multivariate Structures Involve Recursive Systems

Martin & Doran (2023: 30):

To this point we have established that what have been traditionally viewed as nominal group multivariate structures in fact involve both non-recursive systems (responsible for English Deictic, Numerative and Thing functions for example) and recursive systems (as exemplified by English Epithets and Qualifiers above).

 

Blogger Comments:

This is misleading, because it is not true. The authors have not established that multivariate structures of the nominal group involve recursive systems. As previously demonstrated, the recursive system involved for multiple Epithets is located at word rank, and is realised by a univariate structure, a word complex, that serves as an Epithet at group rank. The example presented as multiple Qualifiers was a single Qualifier realised by an embedded clause complex. In this case, the recursive system involved also specified a univariate structure: the logically related interdependent clauses that were embedded as Qualifier.

Misrepresenting Recursive Systems As Specifying Experiential Structures

Martin & Doran (2023: 30):

The possibility of multiple Epithets (English) and Qualifiers (Korean and English) indicates that too strict an association of non-recursive systems with experiential structure is not tenable. Recursive systems clearly underlie both the English Epithets and Korean Epithets and Qualifiers exemplified above.⁷

⁷ At first blush Halliday’s (1985) analysis of English Classifiers would appear to exemplify a comparable pattern. But English Classifiers do not each independently modify the Thing (the structure is serial not orbital). In fact structures of this kind would be better modelled as hypotactic word complexes recursively taxonomising the entity construed by the Thing function (see Martin et al. 2021 for discussion).

Blogger Comments:

[1] To be clear, this is misleading because it is untrue. The 'multiple Epithets' example demonstrated that the experiential function is realised by a logical structure at word rank: a paratactic or hypotactic word complex. The 'multiple Qualifiers' example featured an embedded clause complex serving as a single Qualifier.

[2] To be clear, firstly, this misconstrues experiential structure (the Classifier–Thing relation) as logical ('modify', 'serial'). Secondly, it claims that both the Classifier and the Thing are both Heads, since Martin's serial structure is 'multi-nuclear'. Thirdly, Martin's serial structure misconstrues univariate structure as parataxis ('multi-nuclear'). Fourthly, it proposes a different structure type (serial) for just two elements of a nominal group: Classifier(s) and Thing. 

[3] This is misleading. Firstly, the notion that the Classifier 'taxonomises' the Thing is Halliday (1985), not Martin (2021). Halliday (1985: 160, 164):

This is an experiential structure which, taken as a whole, has the function of specifying (i) a class of things, namely trains, and (ii) some category of membership within this class. We shall refer to the element expressing the class by the functional label Thing. … 

The Classifier indicates a particular subclass of the thing in question, e.g. electric trains, passenger trains, wooden trains, toy trains.

Secondly, the notion that a Classifier can be realised by a hypotactic word complex is Halliday (1985), not Martin (2021), as expressed in Matthiessen (1995: 665):

CLASSIFICATION is the resource for specifying successively more specific classes of a thing; it is used to represent taxonomies. Table 7-14 presents a few examples from geology.

The recursive system is, of course, logical and at word rank.

Misconstruing The Multivariate Structure Of Nominal Groups

Martin & Doran (2023: 29):

This restriction contrasts with English, where alongside the adjective complexing in (13), there can be an indefinite number of Epithets as in (14).⁵

The fact that functions such as Epithets can be repeated calls into question a strict interpretation of multivariate structures as comprising elements of structure that only occur once.⁶

 ⁵ Ghesquiere (2014:53) notes that Dixon (1982:25) refers to such structures as involving “independent modification”. Breban (2010: 37–38) distinguishes “classifying adjectives”, which enter into recursive modifications of their head from “descriptive adjectives” which independently modify theirs. Tucker (1998) and Vandelanotte (2002) make a similar distinction between “coordinated adjectives” and “non-coordinated” (or “modifier-sequence”) adjectives. 

 ⁶ From the perspective of orbital structure we can have an unlimited number of Epithets, each modifying a nuclear Thing function.

Blogger Comments:

[1] To be clear, the difference between (13) and (14) is that (13) presents a paratactic word complex as serving one Epithet, whereas (14) presents a hypotactic word complex serving three Epithets, one for each adjective. Both types of representation are used in SFL. Halliday & Matthiessen (2014: 388, 397):

[2] To be clear, as previously explained, it is Systemic Functional Grammar itself that 'calls into question' the Scale-&-Category Grammar 'interpretation of multivariate structures as comprising elements of structure that only occur once'. For example, Halliday & Matthiessen (2014: 364):

Categorisation within the class is typically expressed by one or more of the functional elements Deictic, Numerative, Epithet and Classifier. They serve to realise terms within different systems of the system network of the nominal group.

[3] To be clear, as previously explained, Martin's orbital structure misconstrues the multivariate structure of the experiential metafunction as a hypotactic univariate structure of the logical metafunction. The authors betray this misconstrual here by their use of the term 'modifying', which denotes a hypotactic univariate structure, not a multivariate one. Halliday & Matthiessen (2014: 389):

Misrepresenting 'Canonical' Multivariate Structure

Martin & Doran (2023: 28):

At this point let’s look a little more critically at Halliday’s (2002 [1979]) proposal that multivariate structures realise non-recursive experiential systems and that univariate structures realise recursive logical systems. We’ll address the multivariate structure/non-recursive systems association first, by focusing on structures involving Epithets and Things in nominal group structure. Recall that in a canonical multivariate structure of this kind each variable is distinct and occurs once. As far as the Epithet function is concerned this works fine for Korean (Martin and Shin 2021). Each nominal group is limited to just one Epithet.

The only way to introduce additional description into the picture is via a paratactic word complex realising the Epithet. For example in (12) we have three adjectives forming a word complex realising just one Epithet. Note that the final adjective in the Epithet necessarily takes the suffix -n, linking it to the Thing — as shown in both (11) and (12). In order to add more adjectives Korean deploys the paratactic linker -go, since expanding the number of adjectives involves building a paratactic word complex realising the Epithet. We cannot add additional Epithets to the structure. Thus *빠른 아름다운 혁신적인 자동차 (*ppareu-n areumdau-n hyeoksinjeogi-n jadongcha), where the adjectives have the linking suffix -n rather than parataxis marking -go, is ungrammatical.

Blogger Comments:

[1] To be clear, this obsolete claim is from an exploratory paper by Halliday in 1965, at the time of Scale-&-Category Grammar, when there were no metafunctions, and so, no metafunction structures. In the theory that replaced it, Systemic Functional Grammar, the variable of a multivariate structure is the relationship between the functional elements, not the functional elements themselves. For example, the multivariate structure of the verbal group involves the different relationships that obtain between Finite, Polarity, Auxiliary and Event, but this does not preclude the possibility of there being more than one Auxiliary; Halliday & Matthiessen (2014: 397):

The experiential structure of the finite verbal group is Finite (standing for ‘Finite operator’) plus Event, with optional elements Auxiliary (one or more) and Polarity. Finite verbal groups range from short, one-word items such as ate, where the Finite is fused with the Event and there is no Auxiliary, to long strings like couldn’t have been going to be being eaten (Figure 6-13). 

[2] To be clear, in SFL Theory, it is a linker that marks a paratactic relation. If the suffix -n does not mark a paratactic relation, then it either marks a hypotactic relation, in which case it is a binder, or it marks the function Epithet — or both the relation and the function.